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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-02
MD RA APPROVED 2024-12-18
  • TX RA
    APPROVED
    Since 2025-01-02
  • MD RA
    APPROVED
    Since 2024-12-18

Branch Locations

100 International Dr, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Hunt Valley MD 09/2022 01/2023
University Of Maryland Recreation And Wellness Center College Park MD 08/2020 05/2022
Rock Spring Swim Club Bel Air MD 05/2017 09/2022
Seventh Sense Botanical Therapy Bel Air MD 07/2019 04/2020
Qdoba Bel Air MD 05/2020 06/2020
Subway Forest Hill MD 11/2016 02/2017
Macy'S Bel Air MD 12/2020 12/2020
Finish Line Bel Air MD 09/2018 01/2020
Retro Fitness Bel Air MD 12/2019 02/2020
Sunglass Hut Bel Air MD 11/2017 04/2020
Unemployed Forest Hill MD 02/2017 05/2017
Forest Hill Recreation Forest Hill MD 04/2015 10/2016
Unemployed Forest Hill MD 10/2016 11/2016
Ronnies Beverage Warehouse Forest Hill MD 10/2020 06/2021
Pruco Securities Llc Hunt Valley MD 02/2023 11/2024
The Prudential Insurance Company Of America Hunt Valley MD 05/2023 11/2024
Lpl Enterprise, Llc Hunt Valley MD 11/2024 11/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 11/2024 Present
Harford Community College Bel Air MD 08/2018 05/2020
Bank Of America, N.A. Baltimore MD 01/2025 Present
  • 09/2022 → 01/2023
    Hunt Valley, MD
  • 08/2020 → 05/2022
    University Of Maryland Recreation And Wellness Center
    College Park, MD
  • 05/2017 → 09/2022
    Rock Spring Swim Club
    Bel Air, MD
  • 07/2019 → 04/2020
    Seventh Sense Botanical Therapy
    Bel Air, MD
  • 05/2020 → 06/2020
    Qdoba
    Bel Air, MD
  • 11/2016 → 02/2017
    Subway
    Forest Hill, MD
  • 12/2020 → 12/2020
    Macy'S
    Bel Air, MD
  • 09/2018 → 01/2020
    Finish Line
    Bel Air, MD
  • 12/2019 → 02/2020
    Retro Fitness
    Bel Air, MD
  • 11/2017 → 04/2020
    Sunglass Hut
    Bel Air, MD
  • 02/2017 → 05/2017
    Unemployed
    Forest Hill, MD
  • 04/2015 → 10/2016
    Forest Hill Recreation
    Forest Hill, MD
  • 10/2016 → 11/2016
    Unemployed
    Forest Hill, MD
  • 10/2020 → 06/2021
    Ronnies Beverage Warehouse
    Forest Hill, MD
  • 02/2023 → 11/2024
    Hunt Valley, MD
  • 05/2023 → 11/2024
    The Prudential Insurance Company Of America
    Hunt Valley, MD
  • 11/2024 → 11/2024
    Hunt Valley, MD
  • 11/2024 → Present
    Baltimore, MD
  • 08/2018 → 05/2020
    Harford Community College
    Bel Air, MD
  • 01/2025 → Present
    Bank Of America, N.A.
    Baltimore, MD
Previous Registrations
Other Businesses

I*: 2106272 Entity Type: Entity For Profit Name of OBA: The Yard Baseball Academy Address: Essex, MD 21221 Investment Related: n Position, Title, Association: employee Employee Start Date: 12/14/2024 No Hours: 6 hr/ wk No Hours during trading: 0 Duties: Part Time Strength and conditioning coach on weekends.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-11
  • S66 Uniform Combined State Law Examination
    2023-04-11
Other Names
  • Daniel Frederick Goettel
  • Daniel Frederick Goettel

View on SEC IAPD

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