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Adam C Erickson

Northern Trust Securities, Inc.

Chicago, IL

Chicago, IL

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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-07-31
  • IL RA
    APPROVED
    Since 2024-07-31

Branch Locations

Chicago, IL • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Miami FL 10/2022 01/2023
Highland Park High School Highland Park IL 08/2014 06/2018
Tulane University New Orleans LA 08/2018 05/2022
Deerfield Golf Club And Driving Range Deerfield IL 07/2017 10/2017
Camp Horseshoe Rhinelander WI 06/2017 08/2019
The Fifty/50 Chicago IL 06/2021 08/2021
Kess Talent Management New York NY 06/2021 08/2021
Unemployed Chicago IL 09/2019 06/2021
Unemployed Chicago IL 09/2021 09/2022
Morgan Stanley Chicago IL 09/2023 07/2024
Phmg Chicago IL 03/2023 06/2023
Northern Trust Securities, Inc. Chicago IL 07/2024 Present
  • 10/2022 → 01/2023
    Florida Financial Advisors
    Miami, FL
  • 08/2014 → 06/2018
    Highland Park High School
    Highland Park, IL
  • 08/2018 → 05/2022
    Tulane University
    New Orleans, LA
  • 07/2017 → 10/2017
    Deerfield Golf Club And Driving Range
    Deerfield, IL
  • 06/2017 → 08/2019
    Camp Horseshoe
    Rhinelander, WI
  • 06/2021 → 08/2021
    The Fifty/50
    Chicago, IL
  • 06/2021 → 08/2021
    Kess Talent Management
    New York, NY
  • 09/2019 → 06/2021
    Unemployed
    Chicago, IL
  • 09/2021 → 09/2022
    Unemployed
    Chicago, IL
  • 09/2023 → 07/2024
    Morgan Stanley
    Chicago, IL
  • 03/2023 → 06/2023
    Phmg
    Chicago, IL
  • 07/2024 → Present
    Northern Trust Securities, Inc.
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-11-29
S65 Uniform Investment Adviser Law Examination 2022-10-12
  • S63 Uniform Securities Agent State Law Examination
    2023-11-29
  • S65 Uniform Investment Adviser Law Examination
    2022-10-12
Other Names
  • Adam Clarence Erickson

View on SEC IAPD

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