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Jorge Alfredo Caro Arias

Charles Schwab & Co., Inc.

Oxnard, CA

Santa Barbara, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-20
  • CA RA
    APPROVED
    Since 2023-02-20

Branch Locations

300 E. Esplanade Dr. Suite 2000, Oxnard, CA 93036 • United States

900 Chapala St. Suite 100, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Oxnard CA 11/2022 Present
Charles Schwab Bank, Ssb Oxnard CA 11/2022 Present
N/A Davis CA 01/2012 06/2018
Uc Davis Dining Center Davis CA 12/2016 06/2017
Uc Path Center Davis CA 04/2018 06/2018
Mufg Union Bank Solvang CA 11/2018 11/2022
N/A Lompoc CA 06/2018 10/2018
  • 11/2022 → Present
    Charles Schwab & Co., Inc.
    Oxnard, CA
  • 11/2022 → Present
    Charles Schwab Bank, Ssb
    Oxnard, CA
  • 01/2012 → 06/2018
    N/A
    Davis, CA
  • 12/2016 → 06/2017
    Uc Davis Dining Center
    Davis, CA
  • 04/2018 → 06/2018
    Uc Path Center
    Davis, CA
  • 11/2018 → 11/2022
    Mufg Union Bank
    Solvang, CA
  • 06/2018 → 10/2018
    N/A
    Lompoc, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-18
  • S66 Uniform Combined State Law Examination
    2023-02-18
Other Names
  • Jorge Caro
  • Jorge Alfredo Caro

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · Oxnard, CA
HARDWORKING CAPITAL ADVISORS, LLC · Oxnard, CA
EDWARD JONES · Oxnard, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OXNARD, CA
COMMONWEALTH FINANCIAL NETWORK · Oxnard, CA
WELLS FARGO CLEARING SERVICES, LLC · OXNARD, CA
LPL FINANCIAL LLC · OXNARD, CA
OSAIC WEALTH, INC. · OXNARD, CA

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