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1004 N. Diers Ave, Ste 316, Grand Island, NE 68803 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2019-01-22 |
Branch Locations
1004 N. Diers Ave, Ste 316, Grand Island, NE 68803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apfs Wealth Management, Inc. | Grand Island | NE | 05/2015 | 12/2018 |
| American Portfolios Financial Services, Inc. | Hoolbrook | NY | 05/2015 | 12/2018 |
| Five Points Bank | Grand Island | NE | 05/2015 | 12/2018 |
| Plains Advisory Llc | Grand Island | NE | 12/2018 | Present |
1) JOHN POSEY - INSURANCE AGENT. INVESMENT-RELATED. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. I SPEND APPROXIMATELY 2-8 HRS/MONT ON THIS ACTIVITY. 2) TOM POSEY REAL ESTATE AND APPRAISAL - REAL ESTATE AGENT. I MAINTAIN A REAL ESTATE SALESPERSON LICENSE IN THE STATE OF NEBRASKA. I SPEND APPROXIMATELY 1 HR/MONTH ON THIS ACTIVITY. NON INVESTMENT-RELATED. DUTIES INCLUDE OFFERING MY REAL ESTATE SERVICES TO NON-CLIENTS OF PLAINS ADVISORY LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-26 |
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