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John William Posey

Plains Advisory LLC

Grand Island, NE

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Current Employers
Plains Advisory Llc

1004 N. Diers Ave, Ste 316, Grand Island, NE 68803 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2019-01-22
  • NE RA
    APPROVED
    Since 2019-01-22

Branch Locations

1004 N. Diers Ave, Ste 316, Grand Island, NE 68803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Apfs Wealth Management, Inc. Grand Island NE 05/2015 12/2018
American Portfolios Financial Services, Inc. Hoolbrook NY 05/2015 12/2018
Five Points Bank Grand Island NE 05/2015 12/2018
Plains Advisory Llc Grand Island NE 12/2018 Present
  • 05/2015 → 12/2018
    Apfs Wealth Management, Inc.
    Grand Island, NE
  • 05/2015 → 12/2018
    American Portfolios Financial Services, Inc.
    Hoolbrook, NY
  • 05/2015 → 12/2018
    Five Points Bank
    Grand Island, NE
  • 12/2018 → Present
    Grand Island, NE
Previous Registrations
Other Businesses

1) JOHN POSEY - INSURANCE AGENT. INVESMENT-RELATED. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. I SPEND APPROXIMATELY 2-8 HRS/MONT ON THIS ACTIVITY. 2) TOM POSEY REAL ESTATE AND APPRAISAL - REAL ESTATE AGENT. I MAINTAIN A REAL ESTATE SALESPERSON LICENSE IN THE STATE OF NEBRASKA. I SPEND APPROXIMATELY 1 HR/MONTH ON THIS ACTIVITY. NON INVESTMENT-RELATED. DUTIES INCLUDE OFFERING MY REAL ESTATE SERVICES TO NON-CLIENTS OF PLAINS ADVISORY LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-26
  • S66 Uniform Combined State Law Examination
    2006-07-26
Designations

View on SEC IAPD

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