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Alexander Robert Newman

Wells Fargo Clearing Services, LLC

Carmel, CA

CRD 7654319

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-27
CA RA APPROVED 2023-03-20
  • TX RA
    APPROVED
    Since 2023-03-27
  • CA RA
    APPROVED
    Since 2023-03-20

Branch Locations

26135 Carmel Rancho Blvd Ste E-200, Carmel, CA 93923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Carmel CA 10/2022 Present
Devcon Construction Milpitas CA 03/2020 10/2022
Murray And Stafford Construction Denver CA 06/2019 03/2020
University Of Denver Denver CO 09/2015 06/2019
  • 10/2022 → Present
    Wells Fargo Clearing Services, Llc
    Carmel, CA
  • 03/2020 → 10/2022
    Devcon Construction
    Milpitas, CA
  • 06/2019 → 03/2020
    Murray And Stafford Construction
    Denver, CA
  • 09/2015 → 06/2019
    University Of Denver
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-20
  • S66 Uniform Combined State Law Examination
    2023-03-20
Other Names
  • Alexander R Newman

View on SEC IAPD

Nearby Firms

EDWARD JONES
INTERLAKE CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

Linda Carol Myrick
Christian V Ekberg
Javier Kevin Bolante

Nearby Offices

EDWARD JONES · CARMEL, CA
INTERLAKE CAPITAL MANAGEMENT, LLC · CARMEL, CA
CHARLES SCHWAB & CO., INC. · Carmel, CA

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