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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-12 |
| SC | RA | APPROVED | 2023-08-10 |
Branch Locations
225 Seven Farms Dr Ste 106, Daniel Island, SC 29492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Group | Daniel Island | SC | 11/2022 | Present |
| Securian Financial Services Inc | St Paul | MN | 11/2022 | 08/2023 |
| Minnesota Life Insurance Co | St Paul | MN | 11/2022 | 08/2023 |
| Spike | North Charleston | SC | 07/2022 | Present |
| Kiawah Island Golf Resort | Kiawah Island | SC | 10/2022 | 05/2023 |
| Hattrix | Hamburg | NY | 11/2021 | 03/2022 |
| Southern Tier Brewing Co. | Buffalo | NY | 09/2021 | 03/2022 |
| Dos On The Lake | Blasdell | NY | 06/2017 | 09/2021 |
| Buffalo Niagara International Airport | Buffalo | NY | 11/2019 | 10/2021 |
| Don Tequila | Buffalo | NY | 01/2020 | 09/2020 |
| Lucia's On The Lake | Hamburg | NY | 01/2016 | 01/2018 |
| Frontier Central School District | Hamburg | NY | 09/2012 | 06/2017 |
| University At Buffalo | Buffalo | NY | 09/2017 | 06/2021 |
| Hooked | Williamsville | NY | 03/2019 | 03/2020 |
| Delaware North Company | Buffalo | NY | 08/2021 | 11/2021 |
| Blue Raven Solar | North Charlestown | SC | 05/2022 | 07/2022 |
| Cetera Wealth Services, Llc | Daniel Island | SC | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
COMMONWEALTH FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/27/2022 ADDRESS: 225 Seven Farms Drive, Suite 106, Daniel Island SC 29492, United States DESCRIPTION: Fixed insurance sales, as opportunities arise during the normal course of advisory business NAME OF OTHER BUSINESS: COMMONWEALTH FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-14 |
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