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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-12
SC RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2025-02-12
  • SC RA
    APPROVED
    Since 2023-08-10

Branch Locations

225 Seven Farms Dr Ste 106, Daniel Island, SC 29492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Group Daniel Island SC 11/2022 Present
Securian Financial Services Inc St Paul MN 11/2022 08/2023
Minnesota Life Insurance Co St Paul MN 11/2022 08/2023
Spike North Charleston SC 07/2022 Present
Kiawah Island Golf Resort Kiawah Island SC 10/2022 05/2023
Hattrix Hamburg NY 11/2021 03/2022
Southern Tier Brewing Co. Buffalo NY 09/2021 03/2022
Dos On The Lake Blasdell NY 06/2017 09/2021
Buffalo Niagara International Airport Buffalo NY 11/2019 10/2021
Don Tequila Buffalo NY 01/2020 09/2020
Lucia's On The Lake Hamburg NY 01/2016 01/2018
Frontier Central School District Hamburg NY 09/2012 06/2017
University At Buffalo Buffalo NY 09/2017 06/2021
Hooked Williamsville NY 03/2019 03/2020
Delaware North Company Buffalo NY 08/2021 11/2021
Blue Raven Solar North Charlestown SC 05/2022 07/2022
Cetera Wealth Services, Llc Daniel Island SC 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 11/2022 → Present
    Commonwealth Financial Group
    Daniel Island, SC
  • 11/2022 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 11/2022 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 07/2022 → Present
    Spike
    North Charleston, SC
  • 10/2022 → 05/2023
    Kiawah Island Golf Resort
    Kiawah Island, SC
  • 11/2021 → 03/2022
    Hattrix
    Hamburg, NY
  • 09/2021 → 03/2022
    Southern Tier Brewing Co.
    Buffalo, NY
  • 06/2017 → 09/2021
    Dos On The Lake
    Blasdell, NY
  • 11/2019 → 10/2021
    Buffalo Niagara International Airport
    Buffalo, NY
  • 01/2020 → 09/2020
    Don Tequila
    Buffalo, NY
  • 01/2016 → 01/2018
    Lucia's On The Lake
    Hamburg, NY
  • 09/2012 → 06/2017
    Frontier Central School District
    Hamburg, NY
  • 09/2017 → 06/2021
    University At Buffalo
    Buffalo, NY
  • 03/2019 → 03/2020
    Hooked
    Williamsville, NY
  • 08/2021 → 11/2021
    Delaware North Company
    Buffalo, NY
  • 05/2022 → 07/2022
    Blue Raven Solar
    North Charlestown, SC
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Daniel Island, SC
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2023-02-03 → 2023-08-10
    Securian Financial Services, Inc.
    Daniel Island, SC
    St. Paul, MN
Other Businesses

COMMONWEALTH FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/27/2022 ADDRESS: 225 Seven Farms Drive, Suite 106, Daniel Island SC 29492, United States DESCRIPTION: Fixed insurance sales, as opportunities arise during the normal course of advisory business NAME OF OTHER BUSINESS: COMMONWEALTH FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-14
  • S66 Uniform Combined State Law Examination
    2023-01-14

View on SEC IAPD

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