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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-05-26
  • SC RA
    APPROVED
    Since 2026-05-26

Branch Locations

75 Matthews Dr, Hilton Head Island, SC 29926 • United States

320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States

1320 Main St Ste 600, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Hilton Head Island SC 01/2026 Present
Wells Fargo Bank, Na Hilton Head Island SC 03/2025 Present
Unemployed Bluffton SC 03/2024 02/2025
Encore Producer's Group Remote SC 07/2023 02/2024
New York Life Insurance Company Charleston SC 08/2022 06/2023
Georgia Southern University Statesboro GA 08/2019 12/2022
East Georgia State University Swainsboro GA 08/2017 05/2019
Harrison High School Kennesaw GA 08/2013 05/2017
  • 01/2026 → Present
    Hilton Head Island, SC
  • 03/2025 → Present
    Wells Fargo Bank, Na
    Hilton Head Island, SC
  • 03/2024 → 02/2025
    Unemployed
    Bluffton, SC
  • 07/2023 → 02/2024
    Encore Producer's Group
    Remote, SC
  • 08/2022 → 06/2023
    New York Life Insurance Company
    Charleston, SC
  • 08/2019 → 12/2022
    Georgia Southern University
    Statesboro, GA
  • 08/2017 → 05/2019
    East Georgia State University
    Swainsboro, GA
  • 08/2013 → 05/2017
    Harrison High School
    Kennesaw, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-26
S63 Uniform Securities Agent State Law Examination 2026-03-26
  • S65 Uniform Investment Adviser Law Examination
    2026-05-26
  • S63 Uniform Securities Agent State Law Examination
    2026-03-26

View on SEC IAPD

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