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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-27 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Zona Franca América Edifício E21, Sexto Piso, Heredia 40103 • Costa Rica
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | San Mateo | CA | 10/2022 | Present |
| L.L.BEan | San Jose | 05/2019 | 09/2022 | |
| Amazon | San Jose | 10/2018 | 05/2019 | |
| Dentons Munoz | San Jose | 05/2016 | 10/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-27 |
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