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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-01-22
  • SC RA
    APPROVED
    Since 2024-01-22

Branch Locations

Bluffton, SC • United States

3605 Lorna Ridge Dr Ste 203, Hoover, AL 35216 • United States

1064 Gardner Rd Ste 315, Charleston, SC 29407 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Charleston SC 06/2022 Present
Pfs Investments Inc. Charleston SC 10/2022 Present
Aerotek Savannah GA 04/2015 08/2022
Primerica Financial Services Duluth GA 06/2024 Present
  • 06/2022 → Present
    Primerica Financial Services
    Charleston, SC
  • 10/2022 → Present
    Charleston, SC
  • 04/2015 → 08/2022
    Aerotek
    Savannah, GA
  • 06/2024 → Present
    Primerica Financial Services
    Duluth, GA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-05
S63 Uniform Securities Agent State Law Examination 2022-12-17
  • S65 Uniform Investment Adviser Law Examination
    2024-01-05
  • S63 Uniform Securities Agent State Law Examination
    2022-12-17

View on SEC IAPD

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