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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2024-02-08
  • MT RA
    APPROVED
    Since 2024-02-08

Branch Locations

78 Bennett Lane, Hathaway, MT 59333 • United States

Wilsall, MT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 09/2023 Present
Cambridge Investment Research, Inc. Fairfield IA 10/2022 Present
Big Sky Economic Development Billings MT 05/2016 09/2016
Pella Windows And Doors Billings MT 01/2017 06/2017
Richard And Kristina Swandal- Lazy Y H Ranch Wilsall MT 07/2017 12/2020
Self-Employed- Owner Of Bar 93 Fence Contractors Llc Wilsall MT 01/2021 Present
Livingston Public School Livingston MT 08/2018 11/2019
Shields Valley Public School Wilsall MT 01/2019 Present
Rocky Mountain College Billings MT 08/2012 12/2017
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2024 Present
  • 09/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2016 → 09/2016
    Big Sky Economic Development
    Billings, MT
  • 01/2017 → 06/2017
    Pella Windows And Doors
    Billings, MT
  • 07/2017 → 12/2020
    Richard And Kristina Swandal- Lazy Y H Ranch
    Wilsall, MT
  • 01/2021 → Present
    Self-Employed- Owner Of Bar 93 Fence Contractors Llc
    Wilsall, MT
  • 08/2018 → 11/2019
    Livingston Public School
    Livingston, MT
  • 01/2019 → Present
    Shields Valley Public School
    Wilsall, MT
  • 08/2012 → 12/2017
    Rocky Mountain College
    Billings, MT
  • 02/2024 → Present
    Fairfield, IA
Other Businesses

1) BAR 93 FENCE CONTRACTORS, LLC, 51 HEREIM LN, WILSALL, MT, 10/2023, OWNER, CONSTRUCTION, NIR, 10 HR/MO, 5 HR/MO TRADING. 2) SETH SWANDAL-SOLE PROPRIETOR-CATTLE, 51 HEREIM LN, WILSALL, MT, 10/2023, OWNER, AGRICULTURE, NIR, 10 HR/MO, 5 HR/MO TRADING. 3) SETH SWANDAL, 308 HANNAFORD ST N, WILSALL, MT, 01/2024, COACH, SPORTS TEAM, NIR, 25 HR/MO, 0 HR/MO TRADING. 4) WILSALL COMMUNITY SCHOLARSHIP FUND, PO BOX 334, WILSALL, MT, 10/2023, COMMITTEE MEMBER, VOLUNTEER, NIR, 2 HR/MO, 0 HR/MO TRADING. 5) COMMUNITIES THAT CARE-PARK COUNTY HEALTH DEPT, 414 E. CALLENDER ST, LIVINGSTON, MT, 10/2023, COMMITTEE MEMBER, VOLUNTEER, NIR, 8 HR/MO, 6 HR/MO TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 12/2022 AS ADVISORY REP OF AN RIA. INV REL, 160 HR/MO, 120 HR/MO TRADING 7) NETTWORTH FINANCIAL GROUP, 78 Bennett Lane, Hathaway MT 59333, 04/2025, Marketing Name, INV REL, 10 HR/MO, 5 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-06
  • S66 Uniform Combined State Law Examination
    2024-02-06

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