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David Robert Costa

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Springfield, MA

Boston, MA

New Haven, CT

Stratford, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-17
CT RA APPROVED 2023-07-14
  • TX RA
    APPROVED
    Since 2023-07-17
  • CT RA
    APPROVED
    Since 2023-07-14

Branch Locations

1414 Main St, Springfield, MA 01144 • United States

100 Federal St, Boston, MA 02110 • United States

157 Church St, New Haven, CT 06510 • United States

Stratford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fairfield CT 10/2022 Present
Bank Of America Shelton CT 07/2011 10/2022
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-13
  • S66 Uniform Combined State Law Examination
    2023-07-13

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · SPRINGFIELD, MA
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