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John Blaine Whaley

Hightower Advisors, LLC

Dallas, TX

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-06
  • TX RA
    APPROVED
    Since 2023-04-06

Branch Locations

8411 Preston Road Suite 700, Dallas, TX 75225 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chamberlain Hardware Inc. Houston TX 03/2016 08/2017
Terracon Engineering Consultants Lubbock TX 08/2017 05/2019
Pierce Capital Management Woodlands TX 05/2019 08/2019
Self Employed Lubbock TX 03/2020 03/2021
Investec Wealth Management Houston TX 01/2021 12/2021
Cerity Partners Llc Houston TX 01/2022 08/2022
N/A Lubbock TX 09/2022 10/2022
Hightower Advisors, Llc Dallas TX 10/2022 Present
N/A Lubbock TX 08/2019 03/2020
  • 03/2016 → 08/2017
    Chamberlain Hardware Inc.
    Houston, TX
  • 08/2017 → 05/2019
    Terracon Engineering Consultants
    Lubbock, TX
  • 05/2019 → 08/2019
    Pierce Capital Management
    Woodlands, TX
  • 03/2020 → 03/2021
    Self Employed
    Lubbock, TX
  • 01/2021 → 12/2021
    Investec Wealth Management
    Houston, TX
  • 01/2022 → 08/2022
    Cerity Partners Llc
    Houston, TX
  • 09/2022 → 10/2022
    N/A
    Lubbock, TX
  • 10/2022 → Present
    Hightower Advisors, Llc
    Dallas, TX
  • 08/2019 → 03/2020
    N/A
    Lubbock, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-06
  • S65 Uniform Investment Adviser Law Examination
    2023-04-06

View on SEC IAPD

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