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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-04-30 |
Branch Locations
901 S Vandeventer, St Louis, MO 63110 • United States
9850 St Charles Rock Rd, St Ann, MO 63074 • United States
12633 Dorsett Rd, Maryland Heights, MO 63043 • United States
10990 New Halls Ferry Rd, Ferguson, MO 63136 • United States
211 N Broadway, St Louis, MO 63102 • United States
2900 N Hwy 67, Florissant, MO 63033 • United States
8000 Forsyth Blvd, Clayton, MO 63105 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aaa | Saint Louis | MO | 03/2014 | 12/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2022 | 09/2024 |
| Northwestern Mutual Investment Services Llc | Chesterfield | MO | 12/2022 | 09/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2023 | 09/2024 |
| Lpl Financial, Llc | Clayton | MO | 10/2024 | Present |
| Commerce Bank | Clayton | MO | 10/2024 | Present |
1- 10/22/2024 - Commerce Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-28 |
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