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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-09-03
TX RA APPROVED_RES 2011-04-08
NJ RA APPROVED 2008-11-07
  • FL RA
    APPROVED
    Since 2020-09-03
  • TX RA
    APPROVED_RES
    Since 2011-04-08
  • NJ RA
    APPROVED
    Since 2008-11-07

Branch Locations

9128 Strada Pl, Naples, FL 34108 • United States

Marco Island, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mount Laurel NJ 01/2008 Present
Bank Of America, N.A. Mount Laurel NJ 06/2011 Present
Other Businesses

I*48867 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TLC JR LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: MOUNT LAUREL, NEW JERSEY 08054 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/19/2012 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY INVESTMENT I*63515 For profit or not for profit: For-Profit Organization Name of outside business organization: Rosewood Equities LLC Investment related: Y Address of business: Philadelphia, Pennsylvania 19107 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 5/21/2013 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Real Estate, Rehab and Rent, Member I*136673 For profit or not for profit: For-Profit Organization Name of outside business organization: Ember Associates LLC Investment related: N Address of business: Philadelphia, Pennsylvania 19107 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 5/5/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: I*1333280 For profit or not for profit: Entity For Profit Name of outside business organization: Spinnaker Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 7/19/2023 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Rental Property. I will hire a property manager.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-04
  • S66 Uniform Combined State Law Examination
    2008-11-04
Other Names
  • John Michael Hudspeth

View on SEC IAPD

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