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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-09-03 |
| TX | RA | APPROVED_RES | 2011-04-08 |
| NJ | RA | APPROVED | 2008-11-07 |
Branch Locations
9128 Strada Pl, Naples, FL 34108 • United States
Marco Island, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mount Laurel | NJ | 01/2008 | Present |
| Bank Of America, N.A. | Mount Laurel | NJ | 06/2011 | Present |
I*48867 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TLC JR LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: MOUNT LAUREL, NEW JERSEY 08054 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/19/2012 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY INVESTMENT I*63515 For profit or not for profit: For-Profit Organization Name of outside business organization: Rosewood Equities LLC Investment related: Y Address of business: Philadelphia, Pennsylvania 19107 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 5/21/2013 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Real Estate, Rehab and Rent, Member I*136673 For profit or not for profit: For-Profit Organization Name of outside business organization: Ember Associates LLC Investment related: N Address of business: Philadelphia, Pennsylvania 19107 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 5/5/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: I*1333280 For profit or not for profit: Entity For Profit Name of outside business organization: Spinnaker Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 7/19/2023 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Rental Property. I will hire a property manager.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-04 |
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