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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-07-23 |
Branch Locations
601 Route 73 N Ste 301 Four Greentree Centre, Marlton, NJ 08053 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Le Moyne College | Syracuse | NY | 08/2024 | 03/2025 |
| Indiana University - Indianapolis | Indianapolis | IN | 06/2019 | 08/2022 |
| Le Moyne College | Syracuse | NY | 08/2022 | 05/2024 |
| Haddonfield Memorial High School | Haddonfield | NJ | 09/2015 | 06/2019 |
| Omnia Basketball Academy | Haddonfield | NJ | 04/2025 | 04/2025 |
| Lpl Financial | Marlton | NJ | 05/2025 | Present |
1) 2026-04-20 - Omnia Basketball Academy - Coach/ Sports/ Fitness - N - 30 - 0 - Cherry Hill NJ - 2026-04-13 - Helping teach basketball and train kids ranging from 2nd grade up to Seniors in high school. 2) 2025-05-08 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Maverick Partners Wealth Management - DBA for LPL Business (entity for LPL business) - Y - 160 - 8 - at reported business location(s) - 2025-04-14 - 3) 2025-05-08 - Basketball Coach - Coach/Sports/Fitness - N - 160 - 8 - at reported business location(s) - 2025-04-14 -
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-22 |
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