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Yogesh Prasad

Confluent Asset Management LLC

Scottsdale, AZ

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Current Employers
Confluent Asset Management Llc

16427 N Scottsdale Road Suite 410, Scottsdale, AZ 85254 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-14
TX RA APPROVED_RES 2023-04-20
CT RA APPROVED 2023-01-05
AZ RA APPROVED 2023-01-01
  • FL RA
    APPROVED
    Since 2026-05-14
  • TX RA
    APPROVED_RES
    Since 2023-04-20
  • CT RA
    APPROVED
    Since 2023-01-05
  • AZ RA
    APPROVED
    Since 2023-01-01

Branch Locations

16427 N Scottsdale Road Suite 410, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Confluent Asset Management Llc Scottsdale AZ 11/2022 Present
Confluent Asset Management Llc Scottsdale AZ 08/2022 Present
Annexus Llc Scottsdale AZ 02/2020 12/2023
Northcoast Asset Managment Llc Greenwich CT 05/2010 01/2020
Pnc Private Bank Phoenix AZ 07/2025 Present
Other Businesses

PNC Private Bank; Yes; Phoenix, AZ; PNC; Relationship Stratagist; 07/2025; 80/ HRS MO; 80/ HRS MO

Designations

View on SEC IAPD

More in Scottsdale, AZ

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