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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-28 |
| IL | RA | APPROVED | 2024-11-26 |
Branch Locations
30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Philips Biotelemetry/Lifewatch | Rosemont | IL | 12/2007 | 06/2022 |
| Unemployed | Chicago | IL | 06/2022 | 10/2022 |
| Northwestern Mutual Life Insurance Company | Chicago | IL | 10/2022 | 01/2024 |
| Northwestern Mutual Investment Services Llc | Chicago | IL | 10/2022 | 01/2024 |
| Massmutual Life Insurance Co | Chicago | IL | 01/2024 | Present |
| Mml Investors Services, Llc | Chicago | IL | 01/2024 | Present |
NAME: ILLINOIS ACTION FOR CHILDREN INV REL: N ADD: 4753 N BROADWAY CHICAGO IL 60640 NATURE: PROVIDE QUALITY EARLY LEARNING CHILDCARE OPPORTUNITIES TO FAMILIES POSITION: MEMBER OF BOARD OF DIRECTORS START DATE: 7/1/2025 NO. HR/MO:2 NO. HR/MO DURING SEC TRADING: 2 DUTIES: VOLUNTEER AND PROVIDE KNOWLEDGE ON ISSUES AND STRUGGLES THAT CHILDCARE PROVIDERS FACE. (2) NAME: GEORGE WEST INV REL: Y ADD: 306 JUDSON ST BENSENVILLE IL 60106 NATURE: REFERRAL FEE FOR BUSINESS LOANS POSITION: BUSINESS ADVISOR START DATE: 07/01/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: CONNECT BUSINESSES TO BANKS FOR BUSINESS LOANS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-07 |
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