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Sarah Elizabeth Smith

Willow Grove Advisors, LLC

Berkeley, CA

CRD 7651764

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Employer firm

Willow Grove Advisors, LLC CRD 151993

$370M regulatory AUM 13 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Willow Grove Advisors, Llc

1919 Addison St Suite 101, Berkeley, CA 94704 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-12-13
CA RA APPROVED 2022-11-15
WA RA APPROVED 2022-11-15
  • MA RA
    APPROVED
    Since 2022-12-13
  • CA RA
    APPROVED
    Since 2022-11-15
  • WA RA
    APPROVED
    Since 2022-11-15

Branch Locations

1919 Addison St Suite 101, Berkeley, CA 94704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Willow Grove Advisors, Llc Berkeley CA 01/2022 Present
Unemployed San Francisco CA 10/2021 12/2021
Dark Garden Corsetry San Francisco CA 08/2021 09/2021
Covid-19 Unemployed San Francisco CA 05/2020 07/2021
Marin Theatre Company Mill Valley CA 06/2017 04/2020
University Of Puget Sound Tacoma WA 01/2012 05/2017
  • 01/2022 → Present
    Willow Grove Advisors, Llc
    Berkeley, CA
  • 10/2021 → 12/2021
    Unemployed
    San Francisco, CA
  • 08/2021 → 09/2021
    Dark Garden Corsetry
    San Francisco, CA
  • 05/2020 → 07/2021
    Covid-19 Unemployed
    San Francisco, CA
  • 06/2017 → 04/2020
    Marin Theatre Company
    Mill Valley, CA
  • 01/2012 → 05/2017
    University Of Puget Sound
    Tacoma, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-14
  • S65 Uniform Investment Adviser Law Examination
    2022-11-14

View on SEC IAPD

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Nearby Offices

BLUME CAPITAL MANAGEMENT, INC. · BERKELEY, CA
FUTURE FRONTIER CAPITAL, LLC · BERKELEY, CA
VOLEON CAPITAL MANAGEMENT LP · BERKELEY, CA

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