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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-04 |
| CA | RA | APPROVED | 2024-07-09 |
Branch Locations
555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States
1610 Arden Way, Sacramento, CA 95815 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hi Financial | Meridian | ID | 10/2022 | 12/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2023 | 05/2024 |
| Crane Creek Country Club | Boise | ID | 08/2021 | 08/2022 |
| Doordash | Davis | CA | 05/2020 | 07/2021 |
| Boise State University | Boise | ID | 08/2019 | 05/2023 |
| Davis Senior High School | Davis | CA | 08/2016 | 06/2019 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2024 | 05/2024 |
| Ubs Financial Services, Inc | Sacramento | CA | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-22 |
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