Karen H Miller

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-12-21
MI	RA	APPROVED	2015-10-01

TX RA
APPROVED

Since 2015-12-21
MI RA
APPROVED

Since 2015-10-01

Branch Locations

17000 Kercheval Ave, Grosse Pointe, MI 48230 • United States

Grosse Pointe Woods, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Grosse Point	MI	06/2014	Present
Bank Of America, N.A.	Grosse Point	MI	10/2015	Present

06/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Grosse Point, MI
10/2015 → Present

Bank Of America, N.A.

Grosse Point, MI

Other Businesses

I*430915For profit or not for profit: Entity CharitableName of outside business organization: Vietnamese Youth Development CenterInvestment related: NAddress of business: San Francisco, California, 94102Nature of business: ["Charitable Organization"]Position, title, association: ["Board Member"], Start date of relationship: 6/16/2020Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , SEADC's mission is to foster a healthy, thriving and self-sufficient Southeast Asian American community. My task as Board Chair is to carry out the organization's bylaws: lead board meetings, perform evaluations on the Executive Director, review budget anI*2236261, Entity Type: , Name of OBA: K H M TTEE U/A DTD 05/05/1989 BY K H, Address: Grosse Pointe Woods, Michigan, 48236, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 11-Mar-2025, No Hours: 8 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3961285 Entity Type: N/A Name of OBA: W H Address: Roanoke, Virginia, 24012 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/06/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Niece

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-09-25

S66 Uniform Combined State Law Examination

2015-09-25

Other Names

Karen H Huntsman
Karen Helena Huntsman

View on SEC IAPD