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Thomas Roberts

Fifth Third Securities, Inc.

Delaware, OH

Powell, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-05-22
  • OH RA
    APPROVED
    Since 2024-05-22

Branch Locations

229 S. Sandusky St., Delaware, OH 43015 • United States

8877 Owen Field Rd, Powell, OH 43065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Brooklyn OH 10/2022 05/2024
Keybank Hillard OH 10/2022 05/2024
Keybank Columbus OH 12/2020 10/2022
Huntington Bank Columbus OH 06/2020 12/2020
Wesbanco Bank Gahanna OH 04/2018 06/2020
The Homedepot Dublin OH 11/2014 04/2018
Fifth Third Bank Powell OH 05/2024 Present
Fifth Third Securities Powell OH 05/2024 Present
  • 10/2022 → 05/2024
    Key Investment Services Llc
    Brooklyn, OH
  • 10/2022 → 05/2024
    Keybank
    Hillard, OH
  • 12/2020 → 10/2022
    Keybank
    Columbus, OH
  • 06/2020 → 12/2020
    Huntington Bank
    Columbus, OH
  • 04/2018 → 06/2020
    Wesbanco Bank
    Gahanna, OH
  • 11/2014 → 04/2018
    The Homedepot
    Dublin, OH
  • 05/2024 → Present
    Fifth Third Bank
    Powell, OH
  • 05/2024 → Present
    Fifth Third Securities
    Powell, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-20
S63 Uniform Securities Agent State Law Examination 2023-02-06
  • S65 Uniform Investment Adviser Law Examination
    2024-05-20
  • S63 Uniform Securities Agent State Law Examination
    2023-02-06
Other Names
  • Tommy Roberts
  • Tom Roberts
  • Thomas Roberts
  • Thomas Paul Roberts

View on SEC IAPD

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Other Investors

MATTHEW T. GOEDDE
Abigail Katharyn Starrett
BRANDON DENNIS STRONG
JEREMY HOEPF
RYAN SWEENEY
GARNET LYNDON WAHLUND
VINCENT GERARD ECKEL
JONATHAN L GERSCHMAN

Other Offices

EQUITABLE ADVISORS, LLC · WORTHINGTON, OH
LPL FINANCIAL LLC · WORTHINGTON, OH
OSAIC WEALTH, INC. · WORTHINGTON, OH
STERLING FINANCIAL GROUP LLC · WORTHINGTON, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WORTHINGTON, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Worthington, OH
GERBER, LLC · WORTHINGTON, OH
AMERIPRISE FINANCIAL SERVICES, LLC · WORTHINGTON, OH

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