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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-15 |
| IL | RA | APPROVED | 2023-05-19 |
Branch Locations
3000 Woodcreek Dr Ste 210, Downers Grove, IL 60515-5401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Downers Grove | IL | 10/2022 | Present |
| Federal University Of Parana | Curitiba | 10/2021 | 10/2022 | |
| Unemployed | Aurora | IL | 08/2021 | 10/2021 |
| The University Of Iowa | Iowa City | IA | 08/2017 | 08/2021 |
| Chicago Bridge & Iron / Aptim | St. Charles | IL | 04/2017 | 08/2017 |
| Terracon Consultants, Inc. | Naperville | IL | 10/2016 | 04/2017 |
| Unemployed | Aurora | IL | 08/2016 | 10/2016 |
1) 05/08/2024 - Sound Investment Group, LLC - Inv Rel - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/29/2024 - 160 Hrs/Mo; 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-18 |
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