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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-08 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Chesterfield | MO | 10/2022 | 05/2023 |
| Affton School District | Saint Louis | MO | 01/2012 | 05/2017 |
| Jefferson College | Saint Louis | MO | 08/2017 | 05/2019 |
| St. Louis Community College | Saint Louis | MO | 05/2019 | 05/2020 |
| U.S. Bank | Saint Louis | MO | 03/2021 | 08/2022 |
| Slumberland Furniture | Saint Louis | MO | 01/2020 | 03/2021 |
| U.S. Bancorp Investments, Inc. | Chesterfield | MO | 05/2023 | 03/2024 |
| Fisher Investments | Plano | TX | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-18 |
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