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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-12
CA RA APPROVED 2026-02-26
  • TX RA
    APPROVED
    Since 2026-05-12
  • CA RA
    APPROVED
    Since 2026-02-26

Branch Locations

560 S Winchester Blvd, San Jose, CA 95128 • United States

1701 E Katella Ave, Anaheim, CA 92805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Huntington Beach CA 10/2022 11/2025
Wells Fargo Bank, Na Huntington Beach CA 10/2022 11/2025
Loandepot Irvine CA 02/2022 10/2022
Nissan Of Tustin Tustin CA 02/2021 01/2022
University Of La Verne La Verne CA 06/2017 06/2021
El Modena High School Orange CA 09/2013 06/2017
Walt Disney Company Anaheim CA 07/2018 09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brea CA 11/2025 Present
Bank Of America, N.A. Brea CA 01/2026 Present
  • 10/2022 → 11/2025
    Wells Fargo Clearing Services, Llc
    Huntington Beach, CA
  • 10/2022 → 11/2025
    Wells Fargo Bank, Na
    Huntington Beach, CA
  • 02/2022 → 10/2022
    Loandepot
    Irvine, CA
  • 02/2021 → 01/2022
    Nissan Of Tustin
    Tustin, CA
  • 06/2017 → 06/2021
    University Of La Verne
    La Verne, CA
  • 09/2013 → 06/2017
    El Modena High School
    Orange, CA
  • 07/2018 → 09/2019
    Walt Disney Company
    Anaheim, CA
  • 11/2025 → Present
    Brea, CA
  • 01/2026 → Present
    Bank Of America, N.A.
    Brea, CA
Other Businesses

I*3263300 Entity Type: Entity For Profit Name of OBA: Visible Cleaning Services LLC Address: Anaheim, California, 92806 Investment Related: No Position, Title, Association: Owner Employee Start Date: 08/18/2025 Number of Hours: 0, Weekly Number of Hours during trading: 0, Weekly Duties: I opened up a cleaning service business through the California secretary of state, but never once transacted nor filed for an EIN. I do not intend on using business in the future None

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-26
S63 Uniform Securities Agent State Law Examination 2023-02-03
  • S66 Uniform Combined State Law Examination
    2026-02-26
  • S63 Uniform Securities Agent State Law Examination
    2023-02-03
Other Names
  • Giovanni Delgado-Peralta

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