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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-10-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Chanhassen | MN | 10/2022 | 05/2023 |
| Wells Fargo Bank, Na | Chanhassen | MN | 07/2021 | 05/2023 |
| Hand In Hand Christian Montessori | Bloomington | MN | 08/2017 | 05/2021 |
| Starbucks Coffee Co. | Eden Prairie | MN | 09/2017 | 09/2020 |
| Homemaker | Bloomington | MN | 01/2012 | 09/2017 |
| Libra Support Services | Lakeville | MN | 07/2022 | 11/2023 |
| Wells Fargo Bank | Chanhassen | MN | 12/2022 | 05/2023 |
| Transamerica Investors Securities Corporation | Minneapolis | MN | 10/2023 | Present |
| Transamerica Life Insurance Company | Minneapolis | MN | 10/2023 | Present |
| Compass Group Usa | St Paul | MN | 11/2023 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2023-01-24 |
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