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Cole Damian Chase

Cetera Investment Advisers LLC

Camden, ME

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-07-17
  • ME RA
    APPROVED
    Since 2024-07-17

Branch Locations

44 Elm Street, Camden, ME 04843 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Portland ME 02/2022 04/2024
Key Investment Services Llc Brooklyn OH 10/2022 04/2024
Unum Life Insurance Company Of America Portland ME 10/2018 02/2022
Basics Fitness Center Portland ME 06/2018 02/2019
University Of Central Florida Orlando FL 08/2014 05/2018
Cetera Investment Services Llc St Cloud MN 04/2024 Present
First National Bank Camden ME 04/2024 Present
Cetera Investment Advisers Llc Camden ME 07/2024 Present
  • 02/2022 → 04/2024
    Keybank
    Portland, ME
  • 10/2022 → 04/2024
    Key Investment Services Llc
    Brooklyn, OH
  • 10/2018 → 02/2022
    Unum Life Insurance Company Of America
    Portland, ME
  • 06/2018 → 02/2019
    Basics Fitness Center
    Portland, ME
  • 08/2014 → 05/2018
    University Of Central Florida
    Orlando, FL
  • 04/2024 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 04/2024 → Present
    First National Bank
    Camden, ME
  • 07/2024 → Present
    Cetera Investment Advisers Llc
    Camden, ME
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-16
S63 Uniform Securities Agent State Law Examination 2023-01-07
  • S65 Uniform Investment Adviser Law Examination
    2024-07-16
  • S63 Uniform Securities Agent State Law Examination
    2023-01-07
Other Names
  • Cole Chase

View on SEC IAPD

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ANDREW ROBERT SHEA
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CHESTER GARY LLOYD
RONALD J WROBEL

Other Offices

COMMONWEALTH FINANCIAL NETWORK · SOUTHWEST HARBOR, ME
MML INVESTORS SERVICES, LLC · BAR HARBOR, ME
EDWARD JONES · BAR HARBOR, ME
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS · BAR HARBOR, ME
COSTON AND MCISAAC INVESTMENT ADVISERS, LLC · BAR HARBOR, ME
COSTON AND MCISAAC INVESTMENT ADVISERS, LLC · BAR HARBOR, ME
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS · Bar Harbor, ME
LPL FINANCIAL LLC · BLUE HILL, ME

More in Camden, ME

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