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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-07-05
  • MO RA
    APPROVED
    Since 2024-07-05

Branch Locations

Lee's Summit, MO • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Summit, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Kansas City MO 09/2014 12/2022
Thrivent Investment Management Inc Minneapolis MN 12/2022 06/2024
Thrivent Financial Appleton WI 11/2022 06/2024
Empower Financial Services, Inc Greenwood Village CO 07/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 07/2024 Present
  • 09/2014 → 12/2022
    Wells Fargo
    Kansas City, MO
  • 12/2022 → 06/2024
    Minneapolis, MN
  • 11/2022 → 06/2024
    Thrivent Financial
    Appleton, WI
  • 07/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 07/2024 → Present
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-03
  • S66 Uniform Combined State Law Examination
    2023-03-03
Other Names
  • Cory L Coldwell

View on SEC IAPD

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