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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-11-10 |
| ND | RA | APPROVED | 2025-10-31 |
| VI | RA | APPROVED | 2025-10-30 |
| GA | RA | APPROVED | 2025-10-23 |
| NM | RA | APPROVED | 2025-10-23 |
| AL | RA | APPROVED | 2025-10-22 |
| AK | RA | APPROVED | 2025-10-22 |
| DE | RA | APPROVED | 2025-10-22 |
| IA | RA | APPROVED | 2025-10-22 |
| KS | RA | APPROVED | 2025-10-22 |
| LA | RA | APPROVED | 2025-10-22 |
| ME | RA | APPROVED | 2025-10-22 |
| MD | RA | APPROVED | 2025-10-22 |
| MN | RA | APPROVED | 2025-10-22 |
| MT | RA | APPROVED | 2025-10-22 |
| NE | RA | APPROVED | 2025-10-22 |
| NC | RA | APPROVED | 2025-10-22 |
| PR | RA | APPROVED | 2025-10-22 |
| TX | RA | APPROVED | 2025-10-22 |
| UT | RA | APPROVED | 2025-10-22 |
| CA | RA | APPROVED | 2025-10-07 |
Branch Locations
239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States
Fremont, CA • United States
San Jose, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | South San Francisco | CA | 10/2022 | 02/2023 |
| Wells Fargo Bank, Na | South San Francisco | CA | 10/2022 | 03/2024 |
| Bank Of America | San Jose | CA | 05/2022 | 08/2022 |
| Ekta Llc | Oakland | CA | 06/2021 | 04/2022 |
| San Jose State University/Csu | San Jose | CA | 01/2017 | 06/2021 |
| Pruco Securities, Llc. | Houston | TX | 06/2024 | 08/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cupertino | CA | 08/2024 | 08/2025 |
| Nsr Hotels | Atascadero | CA | 05/2020 | 09/2020 |
| Travel + Leisure | San Francisco | CA | 12/2021 | 05/2022 |
| University Of The Cumberlands | Williamsburg | KY | 08/2022 | 12/2023 |
| Bank Of America, N.A. | Cupertino | CA | 11/2024 | 08/2025 |
| Hsbc Securities (Usa) Inc. | Fremont | CA | 10/2025 | Present |
| Hsbc Bank Usa, N.A. | Fremont | CA | 09/2025 | Present |
| Bhavans | Vadodara | 01/2015 | 12/2016 |
Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc. 1. The name of the other business : Parikh brothers and associates 2. Whether the business is investment-related: No 3. The address of the other business : 809 auzerias ave, Unit 258 San Jose, CA 95126 4. The nature of the other business: Tech 5. Your position: Owner 6. Title/Relationship with the other business: Owner 7. The start date of your relationship: 3/16/2024 8. The approximate number of hours/months you devote to the other business: 20 Hours monthly / 25 days per annum 9. The number of hours you devote to the other business during securities trading hours: None 10. Briefly describe your duties relating to the other business: Work on managing and giving direction to run the operations and day to day activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-31 |
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