Grace Katherine Jones

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2023 → 09/2023
  Thrivent Investment Management Inc
  Minneapolis, MN
• 11/2021 → 05/2022
  Us Bank
  Salt Lake City, UT
• 05/2022 → 09/2022
  University Of Utah
  Salt Lake City, UT
• 03/2021 → 08/2021
  Enerbank Usa
  Salt Lake City, UT
• 08/2021 → 11/2021
  University Of Utah
  Salt Lake City, UT
• 02/2021 → 03/2021
  Hub And Spoke
  Salt Lake City, UT
• 01/2020 → 02/2021
  Unemployed Due To Covid
  Salt Lake City, UT
• 07/2018 → 01/2020
  Gingerootz
  Appleton, WI
• 08/2002 → 07/2018
  N/A
  Appleton, WI
• 09/2022 → 09/2023
  Daniel Demers - Thrivent
  Appleton, WI
• 12/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 12/2023 → Present
  Cetera Investment Advisers
  Schaumburg, IL

Previous Registrations

• 2023-11-02 → 2023-12-22
  Thrivent Investment Management Inc.
  Minneapolis, MN

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2023 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXD INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL CORP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 1/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT AND PROVIDING FINANCIAL RECOMMENDATIONS TO CLIENTS; 3. NAME OF OTHER BUSINESS: PI BETA PHI SALT LAKE CITY ALUMNI CLUB; INVESTMENT RELATED: NO; ADDRESS: SALT LAKE CITY, UT 84102; NATURE OF BUSINESS: BOARD; START DATE: 7/2024; POSITION/TITLE/RELATIONSHIP: VP OF FINANCE; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP THE MEMBERS GET SET UP ON THE SOFTWARE USED FOR PAYING DUES; 4. NAME OF OTHER BUSINESS: WOMEN'S ENERGY NETWORK; INVESTMENT RELATED: NO; ADDRESS: 201 E MAIN STREET SUITE 1405 LEXINGTON, KY 40507; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELPING TO CREATE AND MANAGE THE BUDGET FOR THE UTAH CHAPTER OF WEN

Exams

• S66 Uniform Combined State Law Examination
  2023-11-01

Designations

• Certified Financial Planner