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Current Employers
Ascensus Investment Advisors, Llc

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-02-11
  • MA RA
    APPROVED
    Since 2026-02-11

Branch Locations

Lafayette, LA • United States

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2022 02/2024
Coastal Pension Services Columbia MD 08/2022 10/2022
Nova 401(K) Associates Houston TX 07/2021 06/2022
Nova 401(K) Associates Houston TX 10/2017 10/2020
Flower And Associates, Inc Lafayette LA 08/2009 09/2017
Ascensus Dresher PA 10/2020 07/2021
Ascensus Dresher PA 02/2024 Present
  • 11/2022 → 02/2024
    St Louis, MO
  • 08/2022 → 10/2022
    Coastal Pension Services
    Columbia, MD
  • 07/2021 → 06/2022
    Nova 401(K) Associates
    Houston, TX
  • 10/2017 → 10/2020
    Nova 401(K) Associates
    Houston, TX
  • 08/2009 → 09/2017
    Flower And Associates, Inc
    Lafayette, LA
  • 10/2020 → 07/2021
    Ascensus
    Dresher, PA
  • 02/2024 → Present
    Ascensus
    Dresher, PA
Previous Registrations
  • 2023-01-13 → 2024-02-07
    Lafayette, LA
    St Louis, MO
    New Iberia, LA
Other Businesses

1)Registrant is the owner of the La Petite Notary Public, LLC, which provide notary public services. La Petite Notary Public, LLC is located at 306 Mallard Drive, Lafayette, LA 70507. Registrant works approximately 8 hours per month in this non-investment related position. The hours associated with this activity do not conflict with Ascensus business hours. 2)Registrant is the Treasurer of the Alpha Kappa Alpha Sorority, Inc-Eta Chi Omega Chapter. As Treasurer, Registrant deposits funds collected from members, distribute funds via checks and files annual reports to the corporate office. Alpha Kappa Alpha Sorority, Inc-Eta Chi Omega Chapter is located at 407 Rue Des Etoiles, Carencro, LA 70520. Registrant works approximately 5 hours per month in this non-investment related position. The hours associated with this activity do not conflict with Ascensus business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-11
  • S66 Uniform Combined State Law Examination
    2023-01-11

View on SEC IAPD

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