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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-03
FL RA APPROVED 2022-11-30
  • TX RA
    APPROVED_RES
    Since 2024-10-03
  • FL RA
    APPROVED
    Since 2022-11-30

Branch Locations

631 W Morse Blvd, Suite 125, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc Winter Park FL 10/2022 Present
Inheritance Of Hope Pisgah Forest NC 05/2007 09/2022
Other Businesses

(1)Name of Business: Address: 7130 Maleberry Run, Winter Garden, FL, 34787, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/18/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of rental properties that are managed by third parties (2)Name of Business: Inheritance of Hope Address: 7130 Maleberry Run , Winter Garden, FL, 34787, United States Activity Type: Non profit Position/Title: Chair of the Board, Founder Investment Related: Yes Start Date: 05/23/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Volunteer Board role for 501(c)(3) serving young families with a terminally ill parent. (3)Name of Business: Orlando Philharmonic Orchestra Address: 425 North Bumby Avenue, Orlando, FL, 32803, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member Investment Related: Yes Start Date: 09/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Attend monthly board meetings. Serve as Treasurer. No signing authority. Support the organization through concert attendance and donations.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-11-28
S65 Uniform Investment Adviser Law Examination 2022-08-09
  • S63 Uniform Securities Agent State Law Examination
    2022-11-28
  • S65 Uniform Investment Adviser Law Examination
    2022-08-09
Designations
Other Names
  • Deric Milligan

View on SEC IAPD

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