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Stephen Krofl

Charles Schwab & Co., Inc.

Novi, MI

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-08-29
  • MI RA
    APPROVED
    Since 2024-08-29

Branch Locations

43251 Crescent Blvd, Novi, MI 48375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Street Fitness Chicago IL 01/2014 12/2018
Illumine Fitness And Nutrition Niles IL 01/2018 08/2019
Glenbrook North High School Northbrook IL 08/2019 08/2020
Lyons Township High School Western Springs IL 08/2020 08/2022
Niles Township High School Skokie IL 08/2022 10/2022
Interactive Brokers, Llc Chicago IL 10/2022 07/2023
Magnit Global/Charles Schwab Ann Arbor MI 10/2023 03/2024
Charles Schwab Bank Novi MI 03/2024 Present
Charles Schwab & Co., Inc. Novi MI 03/2024 Present
  • 01/2014 → 12/2018
    Wells Street Fitness
    Chicago, IL
  • 01/2018 → 08/2019
    Illumine Fitness And Nutrition
    Niles, IL
  • 08/2019 → 08/2020
    Glenbrook North High School
    Northbrook, IL
  • 08/2020 → 08/2022
    Lyons Township High School
    Western Springs, IL
  • 08/2022 → 10/2022
    Niles Township High School
    Skokie, IL
  • 10/2022 → 07/2023
    Interactive Brokers, Llc
    Chicago, IL
  • 10/2023 → 03/2024
    Magnit Global/Charles Schwab
    Ann Arbor, MI
  • 03/2024 → Present
    Charles Schwab Bank
    Novi, MI
  • 03/2024 → Present
    Charles Schwab & Co., Inc.
    Novi, MI
Other Businesses

Online Coach | I write gym programming for a single client left over from my time owning a gym in the past. | 0 hours during trading hours | start date 01/16/2016 | not investment related | address same as residential |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-28
  • S66 Uniform Combined State Law Examination
    2024-08-28

View on SEC IAPD

Other Firms

PATHWORKS FINANCIAL, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
SPC
J.P. MORGAN SECURITIES LLC
ALLSTATE FINANCIAL ADVISORS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
DAHRING | CUSMANO AND ASSOCIATES
THE FINANCIAL CENTER, LLC

Other Investors

BRYAN SCOTT SMITH
DOUGLAS SCOTT SMITH
ROBERT PAUL SCHMANSKY
Karrie Nicole Maier
DAVID RENE MERCIER
Melissa K Frantz
ANTHONY MICHAEL CARUANA
ELIZABETH KLAPPER DEUTCH

Other Offices

PATHWORKS FINANCIAL, INC. · NOVI, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Novi, MI
SPC · Novi, MI
J.P. MORGAN SECURITIES LLC · NOVI, MI
ALLSTATE FINANCIAL ADVISORS, LLC · Novi, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · NOVI, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Novi, MI
DAHRING | CUSMANO AND ASSOCIATES · NOVI, MI

More in Novi, MI

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