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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-16
  • NY RA
    APPROVED
    Since 2023-10-16

Branch Locations

New York, NY • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman New York NY 10/2022 Present
Bca Research Montreal 04/2017 10/2022
Concordia University Montreal 09/2013 06/2017
  • 10/2022 → Present
    Neuberger Berman
    New York, NY
  • 04/2017 → 10/2022
    Bca Research
    Montreal
  • 09/2013 → 06/2017
    Concordia University
    Montreal
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-10-14
  • S63 Uniform Securities Agent State Law Examination
    2023-10-14
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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