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1445 Ross Ave Fl 55, Dallas, TX 75202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-01-24 |
Branch Locations
1445 Ross Ave Fl 55, Dallas, TX 75202 • United States
4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | West Des Moines | IA | 10/2022 | 08/2023 |
| Wells Fargo Bank, Na | West Des Moines | IA | 10/2022 | 08/2023 |
| U.S. Bank | Des Moines | IA | 06/2021 | 10/2022 |
| Keybank | Buffalo | NY | 08/2018 | 05/2021 |
| Veridian Credit Union | West Des Moines | IA | 09/2016 | 06/2018 |
| Hy-Vee | Des Moines | IA | 05/2013 | 09/2016 |
| Brokers International Financial Services | Urbandale | IA | 08/2023 | Present |
| Integrity Advisory Solutions | Urbandale | IA | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2023-01-05 |
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