Rhiana Johnson

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2022 → 06/2026
  Morgan Stanley
  Des Moines, IA
• 06/2022 → 11/2022
  Regions Bank
  Urbandale, IA
• 04/2020 → 06/2022
  Wells Fargo
  Johnston, IA
• 06/2017 → 07/2023
  Hy-Vee
  West Des Moines, IA
• 02/2014 → 03/2020
  Walmart
  Des Moines; Iowa City, IA
• 06/2026 → Present
  Principal Asset Management
  Des Moines, IA
• 06/2026 → Present
  Principal Funds Distributor
  Des Moines, IA
• 06/2026 → Present
  Principal Securities Inc
  Des Moines, IA
• 06/2026 → Present
  Principal Life Insurance
  Des Moines, IA

Previous Registrations

• 2023-06-26 → 2026-06-11
  Morgan Stanley
  West Des Moines, IA

Other Businesses

Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Exams

• S66 Uniform Combined State Law Examination
  2023-06-24

Other Names

• Rhiana C Johnson