Best Investors
Account
Sign in
LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| NJ | RA | APPROVED | 2024-11-14 |
| NY | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
| WA | RA | APPROVED | 2024-11-14 |
Branch Locations
South Orange, NJ • United States
33 35Th Street Suite A410, Brooklyn, NY 11232 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Forest Hills | NY | 09/2022 | 11/2024 |
| Oakland Unified School District | Oakland | CA | 08/2009 | 06/2021 |
| Private Tutor | Brooklyn | NY | 07/2021 | 05/2022 |
| Full-Time Caregiver For Child | Brooklyn | NY | 07/2021 | 09/2022 |
| The Prudential Insurance Company Of America | Forest Hills | NY | 12/2022 | Present |
| Lpl Enterprise, Llc | Brooklyn | NY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-13 |
Reach out to this advisor