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Abraham J Zellman

LPl Enterprise, LLC

South Orange, NJ

Brooklyn, NY

CRD 7649824

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
NJ RA APPROVED 2024-11-14
NY RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
WA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14
  • WA RA
    APPROVED
    Since 2024-11-14

Branch Locations

South Orange, NJ • United States

33 35Th Street Suite A410, Brooklyn, NY 11232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Forest Hills NY 09/2022 11/2024
Oakland Unified School District Oakland CA 08/2009 06/2021
Private Tutor Brooklyn NY 07/2021 05/2022
Full-Time Caregiver For Child Brooklyn NY 07/2021 09/2022
The Prudential Insurance Company Of America Forest Hills NY 12/2022 Present
Lpl Enterprise, Llc Brooklyn NY 11/2024 Present
  • 09/2022 → 11/2024
    Forest Hills, NY
  • 08/2009 → 06/2021
    Oakland Unified School District
    Oakland, CA
  • 07/2021 → 05/2022
    Private Tutor
    Brooklyn, NY
  • 07/2021 → 09/2022
    Full-Time Caregiver For Child
    Brooklyn, NY
  • 12/2022 → Present
    The Prudential Insurance Company Of America
    Forest Hills, NY
  • 11/2024 → Present
    Brooklyn, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-13
  • S66 Uniform Combined State Law Examination
    2022-12-13
Other Names
  • Abraham J Zellman
  • Avi Joseph Zellman
  • Abraham Joseph Zellman

View on SEC IAPD

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