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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-04-04
  • RI RA
    APPROVED
    Since 2024-04-04

Branch Locations

Milton, MA • United States

140 Kendrick Street Suite C310, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc Wellesley MA 10/2022 01/2024
Dennis Beach Department South Dennis MA 06/2014 09/2022
Franconia Golf Course Springfield MA 06/2021 10/2021
Springfield College Springfield MA 09/2017 05/2022
Mental Health Association Springfield MA 09/2020 11/2020
Dynamic Bdc Livonia MI 06/2020 07/2020
Massmutual Life Insurance Co Needham MA 03/2024 Present
Mml Investors Services, Llc Needham MA 02/2024 Present
  • 10/2022 → 01/2024
    Wellesley, MA
  • 06/2014 → 09/2022
    Dennis Beach Department
    South Dennis, MA
  • 06/2021 → 10/2021
    Franconia Golf Course
    Springfield, MA
  • 09/2017 → 05/2022
    Springfield College
    Springfield, MA
  • 09/2020 → 11/2020
    Mental Health Association
    Springfield, MA
  • 06/2020 → 07/2020
    Dynamic Bdc
    Livonia, MI
  • 03/2024 → Present
    Massmutual Life Insurance Co
    Needham, MA
  • 02/2024 → Present
    Needham, MA
Previous Registrations
Other Businesses

Name: On Cape Clothing, LLC Inv rel: Y Add: 3 Essex St., Salem, MA 01970 Nature: Co-Owner of LLC used for Clothing Company Position: Co-Owner Start date: 05/01/2025 No. HR/MO: 25 No. HR/MO during sec trading: 0 Describe duties: Oversee brand strategy and creative direction. Manage product design, marketing, and social media. Coordinate operations, sales, and partnerships.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-07
  • S66 Uniform Combined State Law Examination
    2023-06-07
Other Names
  • Noah Thomas Bleakley

View on SEC IAPD

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