Best Investors
Account
Sign in
Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-04-04 |
Branch Locations
140 Kendrick Street Suite C310, Needham, MA 02494 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | Wellesley | MA | 10/2022 | 01/2024 |
| Dennis Beach Department | South Dennis | MA | 06/2014 | 09/2022 |
| Franconia Golf Course | Springfield | MA | 06/2021 | 10/2021 |
| Springfield College | Springfield | MA | 09/2017 | 05/2022 |
| Mental Health Association | Springfield | MA | 09/2020 | 11/2020 |
| Dynamic Bdc | Livonia | MI | 06/2020 | 07/2020 |
| Massmutual Life Insurance Co | Needham | MA | 03/2024 | Present |
| Mml Investors Services, Llc | Needham | MA | 02/2024 | Present |
Name: On Cape Clothing, LLC Inv rel: Y Add: 3 Essex St., Salem, MA 01970 Nature: Co-Owner of LLC used for Clothing Company Position: Co-Owner Start date: 05/01/2025 No. HR/MO: 25 No. HR/MO during sec trading: 0 Describe duties: Oversee brand strategy and creative direction. Manage product design, marketing, and social media. Coordinate operations, sales, and partnerships.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-07 |
Reach out to this advisor