Best Investors Account Sign in

Daniel Kim

Morgan Stanley

Brea, CA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-06
CA RA APPROVED 2023-06-21
  • TX RA
    APPROVED
    Since 2023-07-06
  • CA RA
    APPROVED
    Since 2023-06-21

Branch Locations

Ten Pointe Drive Suite 400, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Brea CA 06/2023 Present
Ohana Sushi Riverside CA 05/2020 05/2022
Morgan Stanley Brea CA 10/2022 05/2023
University Of California, Riverside Riverside CA 09/2018 06/2022
Sushi R91 Riverside CA 12/2018 03/2019
Unemployed Cypress CA 05/2013 12/2018
Cypress High School Cypress CA 08/2014 05/2018
Gen Korean Bbq House Cerritos CA 06/2022 10/2022
  • 06/2023 → Present
    Morgan Stanley
    Brea, CA
  • 05/2020 → 05/2022
    Ohana Sushi
    Riverside, CA
  • 10/2022 → 05/2023
    Morgan Stanley
    Brea, CA
  • 09/2018 → 06/2022
    University Of California, Riverside
    Riverside, CA
  • 12/2018 → 03/2019
    Sushi R91
    Riverside, CA
  • 05/2013 → 12/2018
    Unemployed
    Cypress, CA
  • 08/2014 → 05/2018
    Cypress High School
    Cypress, CA
  • 06/2022 → 10/2022
    Gen Korean Bbq House
    Cerritos, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-30
  • S66 Uniform Combined State Law Examination
    2023-03-30

View on SEC IAPD

Other Firms

INVESTLINC WEALTH SERVICES
LPL FINANCIAL LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
OSAIC WEALTH, INC.
MINISTRY PARTNERS SECURITIES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
U.S. BANCORP ADVISORS, LLC
KESTRA PRIVATE WEALTH SERVICES, LLC

Other Investors

RICK RONALD EMMETT
WEST ALAN COHAN
HUAN-BIN ERIC LEE
ANNA LAURA DIAZ
PETER O PAIK
CHRISTOPHER RAYA SCIARRA
KEVIN OWEN SIMON
CHRISTINA MOON

Other Offices

INVESTLINC WEALTH SERVICES · BREA, CA
LPL FINANCIAL LLC · BREA, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BREA, CA
LPL FINANCIAL LLC · Brea, CA
OSAIC WEALTH, INC. · BREA, CA
MINISTRY PARTNERS SECURITIES, LLC · BREA, CA
MINISTRY PARTNERS SECURITIES, LLC · BREA, CA
LPL FINANCIAL LLC · BREA, CA

More in Brea, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor