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Michael James Cerceo

Assetmark, Inc.

Chicago, IL

Concord, CA

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Current Employers
Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-08-20
  • IL RA
    APPROVED
    Since 2024-08-20

Branch Locations

200 W Madison Ave. Suite 2200, Chicago, IL 60606 • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vector Marketing - Cutco Oak Brook IL 05/2018 08/2018
T's Sandwiches St. Paul MN 01/2019 05/2019
Elmwood Park Public Works Elmwood Park IL 05/2019 09/2019
University Of St. Thomas Athletics St. Paul MN 09/2019 03/2020
Knox Baseball Maywood IL 01/2015 07/2020
Orthopedic Learning Center Rosemont IL 01/2020 09/2020
Equiniti Mendota Heights MN 05/2021 07/2021
University Of St. Thomas Engagement Center St. Paul MN 10/2020 05/2022
Assetmark Financial Holdings, Inc. Chicago IL 06/2022 Present
Assetmark Brokerage, Llc Chicago IL 10/2023 Present
  • 05/2018 → 08/2018
    Vector Marketing - Cutco
    Oak Brook, IL
  • 01/2019 → 05/2019
    T's Sandwiches
    St. Paul, MN
  • 05/2019 → 09/2019
    Elmwood Park Public Works
    Elmwood Park, IL
  • 09/2019 → 03/2020
    University Of St. Thomas Athletics
    St. Paul, MN
  • 01/2015 → 07/2020
    Knox Baseball
    Maywood, IL
  • 01/2020 → 09/2020
    Orthopedic Learning Center
    Rosemont, IL
  • 05/2021 → 07/2021
    Equiniti
    Mendota Heights, MN
  • 10/2020 → 05/2022
    University Of St. Thomas Engagement Center
    St. Paul, MN
  • 06/2022 → Present
    Assetmark Financial Holdings, Inc.
    Chicago, IL
  • 10/2023 → Present
    Assetmark Brokerage, Llc
    Chicago, IL
Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 06/2022 - 160 HRS / MONTHLY - SALES CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-19
S63 Uniform Securities Agent State Law Examination 2024-03-08
  • S65 Uniform Investment Adviser Law Examination
    2024-08-19
  • S63 Uniform Securities Agent State Law Examination
    2024-03-08

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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