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Nathania Joy Allison

Ubs Financial Services Inc.

Weehawken, NJ

London

CRD 7649423

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-08-03
  • DC RA
    APPROVED
    Since 2023-08-03

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

5 Broadgate, London EC2M 2AN • United Kingdom

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capcenter Glen Allen VA 10/2020 05/2022
Extended Travel Washington DC 05/2022 10/2022
Ubs Financial Services Inc Washington DC 10/2022 10/2024
Unc Chapel Hill Chapel Hill NC 08/2016 08/2020
Ubs London B London 10/2024 Present
  • 10/2020 → 05/2022
    Capcenter
    Glen Allen, VA
  • 05/2022 → 10/2022
    Extended Travel
    Washington, DC
  • 10/2022 → 10/2024
    Ubs Financial Services Inc
    Washington, DC
  • 08/2016 → 08/2020
    Unc Chapel Hill
    Chapel Hill, NC
  • 10/2024 → Present
    Ubs London B
    London
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-31
  • S66 Uniform Combined State Law Examination
    2023-07-31

View on SEC IAPD

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