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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-26 |
Branch Locations
138 N. Salisbury Ave, Granite Quarry, NC 28072 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Granite Quarry | NC | 10/2022 | Present |
| F&M Investment Services | Granite Quarry | NC | 10/2022 | Present |
| Stanly County Schools | Richfield | NC | 04/2019 | 10/2022 |
| Richfield Child Development Center | Richfield | NC | 09/2016 | 04/2019 |
| Parnell Law Office | Albemarle | NC | 04/2016 | 09/2016 |
1) 10/2024 - F&M Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-25 |
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