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Current Employers
Ashton Thomas Securities, Llc

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2025-09-02
NY RA APPROVED 2025-04-07
  • PR RA
    APPROVED
    Since 2025-09-02
  • NY RA
    APPROVED
    Since 2025-04-07

Branch Locations

2243 Lyell Ave, Rochester, NY 14606 • United States

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Rochester NY 10/2022 07/2023
Jpmorgan Chase Bank, N.A. Rochester NY 10/2022 07/2023
Ulta Beauty Rochester NY 10/2018 10/2021
Ulta Beauty Victor NY 10/2021 04/2023
Erb Financial Rochester NY 01/2019 04/2019
Sara's Garden Center Brockport NY 05/2017 06/2017
Suny Binghamton Vestal NY 08/2014 05/2018
Unemployed Rochester NY 05/2018 10/2018
Ashton Thomas Securities, Llc Rochester NY 09/2023 Present
Unemployed Rochester NY 08/2023 09/2023
Sephora Rochester NY 10/2023 04/2025
  • 10/2022 → 07/2023
    J.P. Morgan Securities Llc
    Rochester, NY
  • 10/2022 → 07/2023
    Jpmorgan Chase Bank, N.A.
    Rochester, NY
  • 10/2018 → 10/2021
    Ulta Beauty
    Rochester, NY
  • 10/2021 → 04/2023
    Ulta Beauty
    Victor, NY
  • 01/2019 → 04/2019
    Erb Financial
    Rochester, NY
  • 05/2017 → 06/2017
    Sara's Garden Center
    Brockport, NY
  • 08/2014 → 05/2018
    Suny Binghamton
    Vestal, NY
  • 05/2018 → 10/2018
    Unemployed
    Rochester, NY
  • 09/2023 → Present
    Rochester, NY
  • 08/2023 → 09/2023
    Unemployed
    Rochester, NY
  • 10/2023 → 04/2025
    Sephora
    Rochester, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-07
S63 Uniform Securities Agent State Law Examination 2023-02-01
  • S66 Uniform Combined State Law Examination
    2025-03-07
  • S63 Uniform Securities Agent State Law Examination
    2023-02-01
Other Names
  • Lorna E Erb
  • Lorna Elizabeth Erb
  • Lorna Erb

View on SEC IAPD

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