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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-07-18
  • VA RA
    APPROVED
    Since 2023-07-18

Branch Locations

100 Vicar Place, Ste A, Danville, VA 24540 • United States

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W&S Brokerage Cincinnati OH 10/2022 11/2022
Western & Southern Life Cary NC 08/2022 11/2022
Pittsville Pentecostal Holiness Church Gretna VA 09/2019 Present
Self Employed Kittrell NC 06/2019 08/2019
Paul Shelton State Farm Oxford NC 10/2018 05/2019
Self Employed Kittrell NC 08/2018 09/2018
Cecil Burt State Farm Raleigh NC 05/2018 07/2018
Unemployed Kittrell NC 03/2018 04/2018
Kittrell Church Of God Kittrell NC 04/2015 02/2018
Regal Investment Advisors, Llc Kentwood MI 05/2023 Present
  • 10/2022 → 11/2022
    W&S Brokerage
    Cincinnati, OH
  • 08/2022 → 11/2022
    Western & Southern Life
    Cary, NC
  • 09/2019 → Present
    Pittsville Pentecostal Holiness Church
    Gretna, VA
  • 06/2019 → 08/2019
    Self Employed
    Kittrell, NC
  • 10/2018 → 05/2019
    Paul Shelton State Farm
    Oxford, NC
  • 08/2018 → 09/2018
    Self Employed
    Kittrell, NC
  • 05/2018 → 07/2018
    Cecil Burt State Farm
    Raleigh, NC
  • 03/2018 → 04/2018
    Unemployed
    Kittrell, NC
  • 04/2015 → 02/2018
    Kittrell Church Of God
    Kittrell, NC
  • 05/2023 → Present
    Kentwood, MI
Other Businesses

Pittsville Pentecostal Holiness Church; 1281 Pittsville Rd, PO Box 452, Gretna, VA 24557; Part-time Pastor; Not investment related; 87 hrs/month; $30,000/year

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-08
  • S65 Uniform Investment Adviser Law Examination
    2023-05-08
Other Names
  • Thomas Joel Lee

View on SEC IAPD

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