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Jonathan Lee Duff

Charles Schwab & Co., Inc.

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-12-09
  • NE RA
    APPROVED
    Since 2024-12-09

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Well Rooted Gardens Omaha NE 02/2019 11/2022
Novozymes Blair NE 08/2018 02/2019
Well Rooted Gardens Omaha NE 01/2016 08/2018
Td Ameritrade Omaha NE 11/2022 05/2024
Charles Schwab & Co., Inc. Omaha NE 05/2024 10/2024
Charles Schwab & Co., Inc. Omaha NE 11/2024 Present
  • 02/2019 → 11/2022
    Well Rooted Gardens
    Omaha, NE
  • 08/2018 → 02/2019
    Novozymes
    Blair, NE
  • 01/2016 → 08/2018
    Well Rooted Gardens
    Omaha, NE
  • 11/2022 → 05/2024
    Td Ameritrade
    Omaha, NE
  • 05/2024 → 10/2024
    Charles Schwab & Co., Inc.
    Omaha, NE
  • 11/2024 → Present
    Charles Schwab & Co., Inc.
    Omaha, NE
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-13
S63 Uniform Securities Agent State Law Examination 2023-03-22
  • S66 Uniform Combined State Law Examination
    2024-09-13
  • S63 Uniform Securities Agent State Law Examination
    2023-03-22
Other Names
  • Jonathan Duff

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
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