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Katie R Morgan

Janney Montgomery Scott LLC

Charlotte, NC

Greensboro, NC

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-12-06
TX RA APPROVED_RES 2022-12-06
  • NC RA
    APPROVED
    Since 2022-12-06
  • TX RA
    APPROVED_RES
    Since 2022-12-06

Branch Locations

4064 Colony Road Two Morrocroft Centre, Suite 450, Charlotte, NC 28211 • United States

701 Green Valley Road Suite 301, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities Raleigh NC 12/2014 12/2016
Morgan Stanley Raleigh NC 01/2017 10/2018
Bb&T Securities Greensboro NC 10/2018 02/2021
Truist Investment Services, Inc. Greensboro NC 02/2021 11/2022
Truist Advisory Services, Inc. Atlanta GA 02/2021 11/2022
Janney Montgomery Scott Llc Charlotte NC 12/2022 Present
Previous Registrations
Other Businesses

Pennrose Park Country Blub, Reidsville, NC. Board Member (07/2021). Not compensated, not investment related, 8 hours/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-05
  • S66 Uniform Combined State Law Examination
    2008-05-05
Other Names
  • Katie Rae Morgan
  • Katie Rae Morgan
  • Katie Morgan Wooddell
  • Katie M. Dunmire
  • Katie Dunmire
  • Katie Morgan Dunmire
  • Katie M Dunmire
  • Katie M Morgan

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
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ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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