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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leighton Financial Services, Llc | Windsor | WI | 10/2022 | Present |
| House Doctors | Poynette | WI | 07/2014 | 10/2022 |
| University Of Wisconsin Platteville | Platteville | WI | 09/2018 | 06/2022 |
| Wisconsin Distributors | Sun Prairie | WI | 09/2019 | 05/2022 |
| Midwest Manufacturing | Iron Ridge | WI | 05/2021 | 08/2021 |
| Portage Theaters | Portage | WI | 09/2016 | 01/2017 |
| Poynette School District | Poynette | WI | 09/2005 | 06/2018 |
| Osaic Wealth Inc | Windsor | WI | 04/2024 | Present |
| Osaic Wealth, Inc. | Windsor | WI | 01/2026 | Present |
1. PREFERRED WEALTH ADVISORS POSITION: Paraplanner/Registered Assistant NATURE: Preferred Wealth Advisors is a DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/10/2024 ADDRESS: 6562 Lake Road, Windsor WI 53598, United States DESCRIPTION: Assist financial advisors. 2. TENACITY ADVISOR GROUP POSITION: Affiliated Registered Assistant NATURE: S-Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/10/2024 ADDRESS: 2700 Vernon Drive, Green Bay WI 54304, United States DESCRIPTION: Share best practices with advisors & staff. 3. FULL SPECTRUM SOLUTIONS, LLC POSITION: Facilitate tax preparation with them for our Preferred Wealth Advisors clients and their tax services. NATURE: Tax Services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/10/2024 ADDRESS: 6562 Lake Road, Ste 2, Windsor WI 53598, United States DESCRIPTION: Work with Preferred Wealth Advisors clients who need tax services. Full Spectrum Solutions will prepare the taxes. I would only facilitate the delivery of the information. 4. 3 MARK FINANCIAL POSITION: Insurance Rep NATURE: Insurance Agency - Life, Long Term Care, FA INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/10/2024 ADDRESS: 1600 Highway 6 Ste 400, Sugar Land TX 77478, United States DESCRIPTION: Work with them on life insurance, long term care and FA. 5. THE INSURANCE GROUP POSITION: Insurance Rep NATURE: Insurance Agency - Life, Long Term Care, FA INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/10/2024 ADDRESS: 2960 Triverton Pike Drive Suite #100, Fitchburg WI 53711, United States DESCRIPTION: Work with them on Life, Long Term Care. and FA for our clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-10 |
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