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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-07-28
  • WI RA
    APPROVED
    Since 2025-07-28

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Orlando, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robinhood Markets, Inc. Lake Mary FL 05/2024 07/2024
Charles Schwab & Co., Inc. Orlando FL 11/2022 02/2024
Florida Soccer Referees Orlando FL 03/2022 05/2022
Unemployed Orlando FL 07/2024 04/2025
Seaworld Parks & Entertainment Tampa FL 06/2019 08/2019
University Of Central Florida Orlando FL 08/2018 08/2022
Fidelity Investments Tallahassee FL 04/2025 06/2025
Unemployed Seffner FL 05/2018 08/2018
Unemployed Orlando FL 08/2022 11/2022
Unemployed Orlando FL 02/2024 05/2024
Strawberry Crest High School Dover FL 08/2014 05/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2025 Present
Northwestern Mutual Investment Services Llc Milwaukee WI 07/2025 Present
Tier 4 Group Alpahretta GA 07/2025 Present
  • 05/2024 → 07/2024
    Robinhood Markets, Inc.
    Lake Mary, FL
  • 11/2022 → 02/2024
    Charles Schwab & Co., Inc.
    Orlando, FL
  • 03/2022 → 05/2022
    Florida Soccer Referees
    Orlando, FL
  • 07/2024 → 04/2025
    Unemployed
    Orlando, FL
  • 06/2019 → 08/2019
    Seaworld Parks & Entertainment
    Tampa, FL
  • 08/2018 → 08/2022
    University Of Central Florida
    Orlando, FL
  • 04/2025 → 06/2025
    Fidelity Investments
    Tallahassee, FL
  • 05/2018 → 08/2018
    Unemployed
    Seffner, FL
  • 08/2022 → 11/2022
    Unemployed
    Orlando, FL
  • 02/2024 → 05/2024
    Unemployed
    Orlando, FL
  • 08/2014 → 05/2018
    Strawberry Crest High School
    Dover, FL
  • 07/2025 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2025 → Present
    Milwaukee, WI
  • 07/2025 → Present
    Tier 4 Group
    Alpahretta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-09
S63 Uniform Securities Agent State Law Examination 2023-03-21
  • S66 Uniform Combined State Law Examination
    2024-12-09
  • S63 Uniform Securities Agent State Law Examination
    2023-03-21
Other Names
  • Tipton Ryan Mott-Smith

View on SEC IAPD

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