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Jessica Richard

Ariel Investments, LLC

Chicago, IL

New York, NY

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Current Employers
Ariel Investments, Llc

200 East Randolph Street Suite 2900, Chicago, IL 60601-6505 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-30
  • NY RA
    APPROVED
    Since 2023-10-30

Branch Locations

200 East Randolph Street Suite 2900, Chicago, IL 60601-6505 • United States

330 Madison Avenue 22Nd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Weehawken NJ 07/2007 04/2023
Unemployed Westport CT 04/2023 10/2023
Ariel Investments, Llc New York NY 10/2023 Present
Ariel Distibutors, Llc New York NY 10/2023 Present
Previous Registrations
Other Businesses

ARIEL INVESTMENTS, LLC (INVST-RELATED), 330 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10017, 10/2023, INVST ADVISER FIRM, TIME VARIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-15
  • S66 Uniform Combined State Law Examination
    2007-10-15
Other Names
  • Jessica Webter
  • Jessica Rani Webster

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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