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Branson C Butler

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX

Newport Beach, CA

Little Elm, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-11-19
  • TX RA
    APPROVED
    Since 2015-11-19

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Little Elm, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plano TX 11/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-01
S63 Uniform Securities Agent State Law Examination 2006-07-21
  • S65 Uniform Investment Adviser Law Examination
    2008-05-01
  • S63 Uniform Securities Agent State Law Examination
    2006-07-21

View on SEC IAPD

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