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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-03-25
  • PA RA
    APPROVED
    Since 2024-03-25

Branch Locations

40 York Street, Hanover, PA 17331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Borough Of Hanover Pennsylvania Hanover PA 06/2015 08/2018
Full Time Education West Chester PA 08/2018 05/2022
Unemployed Littlestown PA 05/2022 10/2022
Hcm Wealth Advisory Group Hanover PA 10/2022 Present
Full Time Education Hanover PA 01/2014 05/2018
Cetera Advisor Networks El Segundo CA 10/2022 02/2024
Cetera Wealth Services, Llc El Segundo CA 02/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 06/2015 → 08/2018
    Borough Of Hanover Pennsylvania
    Hanover, PA
  • 08/2018 → 05/2022
    Full Time Education
    West Chester, PA
  • 05/2022 → 10/2022
    Unemployed
    Littlestown, PA
  • 10/2022 → Present
    Hcm Wealth Advisory Group
    Hanover, PA
  • 01/2014 → 05/2018
    Full Time Education
    Hanover, PA
  • 10/2022 → 02/2024
    Cetera Advisor Networks
    El Segundo, CA
  • 02/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: HCM WEALTH ADVISORY GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: WEALTH ADVISORY PRACTICE; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: CLIENT SERVICES ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: CLIENT MEETING PREPARATION; 2. NAME OF OTHER BUSINESS: EBAY SELLER BESHA64; INVESTMENT RELATED: NO; ADDRESS: LITTLESTOWN, PA 17340; NATURE OF BUSINESS: EBAY APP TO RESELL VARIOUS ITEMS FOR A PROFIT; START DATE: 09/2015; POSITION/TITLE/RELATIONSHIP: SELLER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: BUY AND SELL PRODUCTS; 3. NAME OF OTHER BUSINESS: HANOVER AREA CHAMBER OF COMMERCE; INVESTMENT RELATED: NO; ADDRESS: 40 YORK ST, SUITE 2, HANOVER, PA 17331; NATURE OF BUSINESS: BOARD; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0.5; BRIEF DESCRIPTION OF DUTIES: ATTENDING BOARD MEETINGS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-22
  • S66 Uniform Combined State Law Examination
    2024-03-22
Other Names
  • Ben Hunter Shaw

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